Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dakota? Claim Your ProfileDakota Murphy is a financial advisor with Wells Fargo Clearing Services, LLC. Dakota has been in the industry since 2012 and has a strong track record of providing financial advice to individuals, families, and businesses. Dakota is also licensed to provide investment advice in several states, including California, Texas, Arizona, Colorado, Florida, Maryland, Minnesota, Nevada, North Carolina, South Carolina, Utah, and Wyoming. Dakota holds the Series 7, Series 66 and SIE securities licenses. Dakota is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/28/2014 - Present
Wells Fargo Clearing Services, LLC (SEAL BEACH CA)
CA
10/09/2012 - 09/10/2014
UBS FINANCIAL SERVICES INC. (LONG BEACH CA)
BOTH
Issued 11/02/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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