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Dakota Frank

Jefferies LLC

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About Dakota Frank

Dakota Frank is a registered representative with Jefferies LLC, a firm headquartered in Los Angeles, California. Dakota has been in the industry since July 26, 2020, and holds Series 79TO, Series 63, and SIE licenses. Dakota previously worked at Houlihan Lokey Capital, Inc. in New York, New York.

Firm Information

Dakota Frank is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dakota Frank’s Registration & Firm History

CA

12/17/2021 - Present

Jefferies LLC (LOS ANGELES CA)

NY

07/27/2020 - 01/07/2022

HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/31/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/29/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dakota Frank.
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