Unclaimed
Dakota Frank is a registered representative with Jefferies LLC, a firm headquartered in Los Angeles, California. Dakota has been in the industry since July 26, 2020, and holds Series 79TO, Series 63, and SIE licenses. Dakota previously worked at Houlihan Lokey Capital, Inc. in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/17/2021 - Present
Jefferies LLC (LOS ANGELES CA)
NY
07/27/2020 - 01/07/2022
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
BC
Issued 08/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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