Unclaimed
Daisy Tom is a financial professional registered with FINRA and the SEC. Daisy is currently employed by Corporate Partners & Co. LLC. Daisy Tom is a Series 27, Series 99TO, and SIE licensed individual. Daisy has been in the securities industry for over 10 years. Prior to her current role, Daisy Tom was associated with LORD ABBETT DISTRIBUTOR LLC in Jersey City, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/23/2024 - Present
Corporate Partners & Co. LLC (NEW YORK NY)
NJ
12/18/2012 - 06/26/2013
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BC
Issued 12/17/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/22/2024
Series 99TO - Operations Professional Examination
BC
Issued 07/15/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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