Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daisy? Claim Your ProfileDaisy Rio Hems is a financial professional with Fidelity Brokerage Services LLC. Daisy holds a Series 7TO and Series 63 license and is registered in 53 states. Daisy has been in the financial industry since June 2021. Daisy is a licensed General Securities Representative and Sales Supervisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/08/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 06/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/27/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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