Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daisy? Claim Your ProfileDaisy Ycmat-miller is a financial professional with over 20 years of experience in the industry. Daisy is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC and Cetera Investment Services LLC. Daisy has held previous positions with BANCWEST INVESTMENT SERVICES, INC., FRANKLIN/TEMPLETON DISTRIBUTORS, INC., SECURITIES AMERICA, INC., BRECEK & YOUNG ADVISORS, INC., E*TRADE CLEARING LLC, E*TRADE SECURITIES LLC and WATERHOUSE SECURITIES, INC. Daisy holds a variety of licenses and certifications including Series 3, 4, 7, 24, 52TO, 53, 55, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/18/2024 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
04/05/2018 - 07/28/2023
BANCWEST INVESTMENT SERVICES, INC. (SACRAMENTO CA)
CA
12/10/2010 - 04/21/2017
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (RANCHO CORDOVA CA)
NE
01/23/2009 - 10/09/2009
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
05/21/2007 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
NJ
09/03/2002 - 02/03/2006
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
04/27/1998 - 09/03/2002
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NE
05/09/1996 - 04/03/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BOTH
Issued 06/02/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/22/1999
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2002
Series 3 - National Commodity Futures Examination
BC
Issued 04/02/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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