Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daisy? Claim Your ProfileDaisy Phelps is a financial advisor with over 13 years of experience in the industry. Daisy is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a Registered Representative and Investment Advisor Representative. Previously, Daisy has been registered with several firms including Stifel, Nicolaus & Company, Incorporated, Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. Daisy has a strong track record of success in helping clients achieve their financial goals. Daisy holds Series 63, 65, 7 and SIE licenses. Daisy has a wide range of experience in providing financial advice to individuals, families, and businesses. Daisy's specialties include portfolio management for individuals and businesses, pension consulting, and educational seminars. Daisy is committed to providing her clients with the highest level of personalized service and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/30/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DULUTH GA)
FL
07/25/2012 - 06/30/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MELBOURNE FL)
FL
01/01/2008 - 07/25/2012
WELLS FARGO ADVISORS, LLC (MELBOURNE FL)
FL
10/23/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MELBOURNE FL)
IA
Issued 10/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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