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Daisuke Uchiyama

Smbc Nikko Securities America, Inc.

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About Daisuke Uchiyama

Daisuke Uchiyama is a financial professional with a focus on securities. Daisuke is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative. Daisuke is currently employed at Smbc Nikko Securities America, Inc., where Daisuke holds the Series 16 license. Daisuke's registration began on 10/25/2023.

Firm Information

Daisuke Uchiyama is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daisuke Uchiyama’s Registration & Firm History

NY

10/25/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/15/2023

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daisuke Uchiyama.
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