Unclaimed
Daisuke Nakamura is a financial professional with over 7 years of experience in the financial services industry. Daisuke is currently registered with Wells Fargo Securities, LLC and has held previous positions with BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, COUCH FINANCIAL SERVICES, INC., and TEXAS SECURITIES PARTNERS, INC. Daisuke holds the Series 6, 7, 22, 63, 79, 82, 99, and SIE licenses. Daisuke is registered to provide securities-related services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/19/2022 - Present
Wells Fargo Securities, LLC (Plano TX)
TX
05/10/2019 - 05/10/2022
BOFA SECURITIES, INC. (FRISCO TX)
TX
01/19/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
07/09/2008 - 10/20/2008
COUCH FINANCIAL SERVICES, INC. (DALLAS TX)
TX
06/25/2008 - 07/29/2008
TEXAS SECURITIES PARTNERS, INC. (PLANO TX)
BC
Issued 02/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2008
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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