Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daishi? Claim Your ProfileDaishi Sasaki is a financial professional with over 16 years of experience in the industry. Daishi has a strong background in securities, having passed the Series 7, 24, 27 and 63 exams. Daishi holds a current registration with FINRA and is registered with the state of New York. Currently, Daishi works as a Registered Representative for Mizuho Securities USA LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/07/2006 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 06/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2009
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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