Unclaimed
Dahvia Lee Doring is an investment advisor representative at LPL Financial LLC, and has been in the industry since June 10, 2015. Dahvia is registered with the state of New York as an Investment Advisor Representative. Dahvia is also registered in the states of Virginia, Indiana, District of Columbia and has a Series 6 and SIE license. Previously, Dahvia was registered with CETERA INVESTMENT SERVICES LLC. Dahvia has been with LPL Financial since December 2015. Dahvia is a financial professional with over 16 years of experience. Dahvia is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (TROY NY)
NY
06/11/2015 - 02/02/2016
CETERA INVESTMENT SERVICES LLC (TROY NY)
BC
Issued 08/08/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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