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Dagan Robert Malone

Canaccord Genuity LLC

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About Dagan Robert Malone

Dagan Robert Malone is a financial advisor registered in 9 states with a strong track record spanning over two decades. Dagan Malone has held positions at several prominent firms, including Janney Montgomery Scott LLC, FTN Midwest Securities Corp. and ABN AMRO Incorporated. Dagan Malone is currently affiliated with Canaccord Genuity LLC.

Firm Information

Dagan Malone is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dagan Malone’s Registration & Firm History

CA

03/26/2012 - Present

Canaccord Genuity LLC (SAN FRANCISCO CA)

CA

04/18/2007 - 09/27/2012

CANACCORD GENUITY SECURITIES LLC (SAN FRANCISCO CA)

CA

06/28/2005 - 04/09/2007

JANNEY MONTGOMERY SCOTT LLC (SAN FRANCISCO CA)

OH

02/03/2003 - 06/13/2005

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

CA

11/14/2002 - 12/18/2002

HOTOVEC, POMERANZ & CO., LLC (SAN FRANCISCO CA)

CT

03/01/2002 - 04/19/2002

ABN AMRO INCORPORATED (STAMFORD CT)

NY

04/07/2000 - 03/01/2002

ABN AMRO SECURITIES LLC (NEW YORK NY)

NY

05/01/1998 - 03/27/2000

WARBURG DILLON READ LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Dagan Robert Malone.
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