Unclaimed
Dafydd Evans is a registered representative with Kroll Securities LLC. Dafydd has been in the industry since April 1, 2015. Dafydd is currently registered with FINRA. Dafydd has passed the Securities Industry Essentials Examination and the Investment Banking Registered Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
04/02/2015 - Present
Kroll Securities LLC (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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