Unclaimed
Daeyong Stephen Kim is a financial professional with over four years of experience in the securities industry. Daeyong is currently registered with Fidelity Brokerage Services LLC, a well-known financial services firm. Prior to that, Daeyong worked at Empower Financial Services, Inc. and Charles Schwab & Co., Inc. Daeyong has passed the Series 63, Series 7, and SIE exams. Daeyong is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
03/21/2023 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
CO
08/08/2022 - 01/18/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
04/09/2019 - 01/27/2022
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
MO
10/20/2017 - 10/04/2018
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 11/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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