Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dae gon? Claim Your ProfileDae gon Ha is a financial advisor currently working at Stifel, Nicolaus & Company, Inc. Dae gon Ha is a registered representative of Stifel, Nicolaus & Company, Inc. and holds a Series 63, SIE, Series 86, Series 87, and Series 7 license. Before joining Stifel, Nicolaus & Company, Inc. in 2020, Dae gon Ha was previously associated with BTIG, LLC and SVB Leerink LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
12/10/2020 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
04/08/2020 - 09/24/2020
BTIG, LLC (BOSTON MA)
MA
07/10/2015 - 04/02/2020
SVB LEERINK LLC (BOSTON MA)
BC
Issued 07/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/28/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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