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Dacoda James Ewalt

Athene Securities, LLC

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About Dacoda James Ewalt

Dacoda James Ewalt is an investment professional with a focus on securities. Dacoda holds the Series 6 and Securities Industry Essentials (SIE) licenses. Dacoda has been in the securities industry since 2017. Previously, Dacoda was registered with Principal Securities, Inc. currently is affiliated with Athene Securities, LLC.

Firm Information

Dacoda Ewalt is currently registered with Athene Securities, LLC. Athene Securities, LLC is a Limited Liability Company formed on April 21, 2006. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

191

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dacoda Ewalt’s Registration & Firm History

IA

01/29/2021 - Present

Athene Securities, LLC (WEST DES MOINES IA)

IA

10/23/2017 - 03/25/2019

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dacoda James Ewalt.
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