Unclaimed
Dacoda James Ewalt is an investment professional with a focus on securities. Dacoda holds the Series 6 and Securities Industry Essentials (SIE) licenses. Dacoda has been in the securities industry since 2017. Previously, Dacoda was registered with Principal Securities, Inc. currently is affiliated with Athene Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
01/29/2021 - Present
Athene Securities, LLC (WEST DES MOINES IA)
IA
10/23/2017 - 03/25/2019
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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