Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daben? Claim Your ProfileDaben Carolyn Kosaka is a financial professional with over 23 years of experience in the industry. Daben is currently registered with LPL Financial LLC, a firm with a large client base and a broad range of services. Daben has been associated with LPL Financial LLC since 2000. Prior to that, Daben worked at SCUDDER INVESTOR SERVICES, INC. Daben has a strong background in financial services, holding several industry licenses and certifications. Daben is committed to providing clients with personalized financial advice and guidance, helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/08/2000 - Present
LPL Financial LLC (SAN DIEGO CA)
NY
01/27/1999 - 03/17/2000
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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