Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dabbs? Claim Your ProfileDabbs Sullivan is a registered investment advisor with Stifel, Nicolaus & Company, Inc. in LITTLE ROCK, Arkansas. Dabbs has been in the industry since 1975. Dabbs is also registered with the state of Texas. Dabbs has 6 active state registrations and 2 active exams. Dabbs has been registered with Stifel, Nicolaus & Company, Inc. since 2015. Previously, Dabbs was registered with Sterne, Agee & Leach, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
11/12/2015 - Present
Stifel, Nicolaus & Company, Inc. (LITTLE ROCK AR)
AR
12/01/1995 - 07/07/2015
STERNE, AGEE & LEACH, INC. (LITTLE ROCK AR)
AL
01/12/1983 - 12/01/1995
SAL CLEARING CORPORATION (BIRMINGHAM AL)
NA
12/04/1979 - 01/12/1983
GEORGE K. BAUM & COMPANY
NA
04/18/1977 - 12/09/1979
T. J. RANEY & SONS, INC.
NA
06/25/1975 - 03/28/1977
REYNOLDS SECURITIES, INC.
IA
Issued 10/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1975
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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