Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you D. mark? Claim Your ProfileD. mark MacGargle is a financial professional with over 30 years of experience in the industry. D. mark is currently registered with Morgan Stanley and has been in this role since 2009. Previously, D. mark worked for a number of firms, including MORGAN STANLEY & CO. INCORPORATED, CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL SECURITIES INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. D. mark is a licensed agent in 53 states and holds licenses in various areas including Series 3, Series 6, Series 7, Series 9, Series 10 and SIE. D. mark is a specialist in the following areas: Asset Allocation Advice, Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses, Portfolio Management for Individuals, and Portfolio Management for Investment Companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Morgan Stanley (BINGHAMTON NY)
NY
07/19/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BINGHAMTON NY)
NY
11/18/2002 - 07/30/2007
CITIGROUP GLOBAL MARKETS INC. (BINGHAMTON NY)
NY
05/06/1994 - 11/26/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/19/1986 - 05/18/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
08/23/1982 - 04/17/1986
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NA
02/21/1982 - 04/16/1986
PRUCO SECURITIES CORPORATION
BC
Issued 04/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/06/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2011
Series 3 - National Commodity Futures Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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