Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you D keith? Claim Your ProfileD Keith Key is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. D Keith Key is a registered representative, licensed in Kentucky and Texas, and has been in the industry since November 20, 1996. D Keith Key has held positions at Prudential Securities Incorporated and Investors Brokerage Services, Inc. in the past. D Keith Key is a member of the Board of Directors for The Lexington Public Library Foundation, Rotary International District 6740, The Lexington Club, Inc. and The Village at Rabbit Run. D Keith Key is also a Board Member and Officer for OperaLex.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
07/29/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEXINGTON KY)
NY
05/14/1998 - 04/30/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IL
11/21/1996 - 06/08/1998
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
IA
Issued 05/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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