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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you D. brent? Claim Your ProfileD. Brent Fennema is a financial advisor with over 24 years of experience in the financial services industry. D. Brent Fennema is currently registered with LPL Financial LLC. D. Brent Fennema is also registered in Arizona, Colorado, Florida, Indiana, Michigan, South Carolina and Texas. D. Brent Fennema has been a registered representative with Securities America, Inc., Securities Service Network, LLC, and QA3 Financial Corp. D. Brent Fennema has experience in providing a wide range of financial services including financial planning, portfolio management, investment advisory services, and insurance. D. Brent Fennema is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
05/02/2023 - Present
LPL Financial LLC (MISHAWAKA IN)
MI
09/18/2020 - 12/08/2022
SECURITIES AMERICA, INC. (St. Joseph MI)
IN
08/18/2014 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (MISHAWAKA IN)
MI
02/11/2011 - 10/22/2012
SECURITIES SERVICE NETWORK, INC. (CALEDONIA MI)
MI
07/18/2005 - 02/11/2011
QA3 FINANCIAL CORP. (CALEDONIA MI)
WI
05/15/2002 - 07/26/2005
SII INVESTMENTS, INC. (APPLETON WI)
VA
05/19/1998 - 07/11/2002
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BOTH
Issued 08/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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