Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you D'arcy? Claim Your ProfileD'arcy Henson is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. with over 20 years of experience in the financial industry. D'arcy has been with Merrill Lynch since 2017 and previously worked at LPL Financial LLC from 2007 to 2016. Prior to that, D'arcy held positions at UVEST Financial Services Group, Inc., LINSCO/PRIVATE LEDGER CORP., Salomon Smith Barney Inc., and Dean Witter Reynolds Inc. D'arcy is a licensed Investment Advisor Representative in North Carolina. D'arcy has a wide range of experience in providing financial services to individuals, businesses, and institutions. D'arcy holds licenses for Series 7, 9, 10, 31, 63, 65, and SIE exams. D'arcy offers a variety of investment and financial planning services to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/16/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
11/21/2007 - 03/04/2016
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
11/20/2007 - 04/24/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
10/19/2000 - 11/21/2007
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
NY
09/20/1999 - 10/05/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/11/1999 - 10/20/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/16/1997 - 01/04/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
10/28/1997 - 10/22/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
IA
Issued 11/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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