Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Dwyer is a financial professional with over 25 years of experience in the industry. Cynthia has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since March 2003. Previously, Cynthia worked at The Concord Equity Group, LLC from 2001 to 2003 and Red Capital Markets, Inc. from 1996 to 2001. Cynthia is a registered representative and investment advisor representative in Ohio and Texas. Cynthia holds Series 7, 63 and 65 licenses. Cynthia provides a range of advisory services including portfolio management for individuals and businesses, pension consulting, educational seminars, selection of other advisors, and performance measurement reports.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
04/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CINCINNATI OH)
NJ
07/23/2001 - 04/10/2003
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
OH
11/26/1996 - 01/19/2001
RED CAPITAL MARKETS, INC. (COLUMBUS OH)
IA
Issued 05/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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