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Cynthia Wade Flora

Raymond James Financial Services, Inc.

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About Cynthia Wade Flora

Cynthia Flora is a financial professional with over 25 years of experience in the financial services industry. Cynthia currently works at Raymond James Financial Services, Inc., and is registered with FINRA as a general securities representative and a securities agent. Cynthia's experience includes work at a number of firms including INFINEX INVESTMENTS, INC., BI INVESTMENTS, LLC, FISERV INVESTOR SERVICES, INC., NBC CAPITAL MARKETS GROUP, PAINEWEBBER INCORPORATED, J.C. BRADFORD & CO., FIRST UNION BROKERAGE SERVICES, INC., and SIGNET FINANCIAL SERVICES, INC. Cynthia is licensed to sell securities in Virginia.

Firm Information

Cynthia Flora is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cynthia Flora’s Registration & Firm History

VA

02/24/2010 - Present

Raymond James Financial Services, Inc. (WILLIAMSBURG VA)

VA

06/01/2008 - 12/12/2008

INFINEX INVESTMENTS, INC. (GLEN ALLEN VA)

VA

08/14/2003 - 06/01/2008

BI INVESTMENTS, LLC (GLEN ALLEN VA)

TX

05/29/2001 - 10/31/2002

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

TN

11/30/2000 - 05/25/2001

NBC CAPITAL MARKETS GROUP (MEMPHIS TN)

NJ

08/14/2000 - 09/29/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

07/14/1998 - 08/14/2000

J.C. BRADFORD & CO. (NEW YORK NY)

NC

05/08/1998 - 06/29/1998

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NC

10/06/1994 - 04/24/1998

SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 02/08/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cynthia Wade Flora.
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