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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Troeger is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Cynthia has been working in the financial services industry since September 2003. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Cynthia was a financial advisor with Wells Fargo Advisors Financial Network, LLC. Cynthia has a broad range of experience in the financial services industry and is committed to providing her clients with personalized financial advice. Cynthia is licensed to provide financial services in several states, including New York, Texas and Connecticut. She is also licensed to provide investment advisory services in several states, including New York, Texas and Connecticut. Cynthia is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/24/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (KINGSTON NY)
NY
08/06/2014 - 04/12/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (KINGSTON NY)
NY
06/01/2009 - 03/31/2010
MORGAN STANLEY SMITH BARNEY (KINGSTON NY)
NY
12/12/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KINGSTON NY)
MA
02/03/1999 - 10/04/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/03/1999 - 10/04/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 06/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/08/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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