Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Susan Pelosi is an investment advisor representative with Osaic Wealth, Inc. Cynthia has been working in the financial industry since 2001. Cynthia has been registered with the Securities and Exchange Commission since 2001, and is currently registered with the state of Florida and Georgia. Cynthia holds FINRA Series 7, 63, and 65 licenses and has earned the Securities Industry Essentials (SIE) designation. Cynthia has worked with a variety of firms over the years, including Invest Financial Corporation, Investment Centers of America, Inc. and National Planning Corporation. Cynthia is also the owner of Prodigy Event Planning and has over 10 years of experience in event planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
11/03/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
01/10/2022 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
FL
09/23/2021 - 01/06/2022
MML INVESTORS SERVICES, LLC (TAMPA FL)
NE
07/17/2017 - 10/01/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
FL
05/10/2016 - 02/22/2017
INVEST FINANCIAL CORPORATION (TAMPA FL)
WI
05/10/2016 - 02/22/2017
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
05/10/2016 - 02/22/2017
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
05/10/2016 - 02/22/2017
SII INVESTMENTS, INC. (APPLETON WI)
FL
02/11/2016 - 05/10/2016
INVEST FINANCIAL CORPORATION (TAMPA FL)
WI
02/11/2016 - 05/09/2016
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
CA
02/11/2016 - 05/09/2016
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
02/11/2016 - 05/09/2016
SII INVESTMENTS, INC. (APPLETON WI)
MA
10/08/2013 - 01/30/2015
METLIFE SECURITIES INC. (SPRINGFIELD MA)
CA
06/22/2007 - 11/05/2012
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
07/02/2003 - 12/31/2006
KELMOORE INVESTMENT COMPANY, INC. (PALO ALTO CA)
FL
09/12/2001 - 03/17/2003
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
CT
07/19/2001 - 08/30/2001
ADVEST, INC. (HARTFORD CT)
IA
Issued 7/7/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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