Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Sherman is a registered representative with Wells Fargo Clearing Services, LLC and has been in the financial services industry since 2006. Cynthia has a Series 7, Series 66 and SIE license. Cynthia specializes in providing financial planning, portfolio management, and investment consulting services to individuals and businesses. Cynthia has a proven track record of success in helping clients achieve their financial goals. Cynthia is committed to providing her clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/25/2022 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
CA
03/15/2006 - 10/27/2009
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
NA
10/21/1987 - 08/30/1988
BOARDWALK CAPITAL CORPORATION
BOTH
Issued 04/23/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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