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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Walker-laroche is a financial advisor in Boca Raton, FL. Cynthia has been in the financial services industry since 1987. Cynthia is currently registered with Morgan Stanley and has previously been registered with Citigroup Global Markets Inc., UBS Painewebber Inc., Chase Manhattan Investment Services, Inc., Dean Witter Reynolds Inc., and E. F. Hutton & Company Inc. Cynthia has a Series 3, Series 7 and Series 63 licenses. Cynthia also holds a Series 65 license. Cynthia offers a variety of financial services, including asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, portfolio management for individuals and portfolio management for investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/02/2011 - Present
Morgan Stanley (Boca Raton FL)
FL
03/17/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NJ
07/15/1996 - 04/02/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IL
03/13/1995 - 06/28/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
04/14/1988 - 03/15/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1988 - 04/27/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/21/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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