Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Maryann Herman is a financial advisor at Osaic Wealth, Inc. She has been in the financial industry since January 11, 2002. Cynthia holds Series 6, Series 63 and SIE licenses. Her specialties include financial planning, pension consulting, portfolio management, and educational seminars. Previously Cynthia worked at SECURITIES AMERICA, INC., SECURITIES SERVICE NETWORK, LLC, INVESTACORP, INC., VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL ADVISERS, LLC, CADARET, GRANT & CO., INC., LINCOLN INVESTMENT PLANNING, INC., and NATHAN & LEWIS SECURITIES, INC.. Cynthia is registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (CHEEKTOWAGA NY)
NY
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (CHEEKTOWAGA NY)
NY
11/28/2018 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (CHEEKTOWAGA NY)
NY
02/09/2018 - 11/05/2018
INVESTACORP, INC. (WILLIAMSVILLE NY)
NY
01/03/2011 - 12/01/2017
VOYA FINANCIAL ADVISORS, INC. (WILLIAMSVILLE NY)
NY
09/15/2010 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WILLIAMSVILLE NY)
NY
08/14/2006 - 08/02/2010
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
03/01/2002 - 08/03/2006
LINCOLN INVESTMENT PLANNING, INC. (AMHERST NY)
NY
08/21/2001 - 03/08/2002
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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