Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Niesen is a financial advisor with Charles Schwab & CO., Inc. Cynthia has been in the industry since March 2005. She has held previous positions with USAA FINANCIAL ADVISORS, INC., CITIGROUP GLOBAL MARKETS INC., NYLIFE SECURITIES LLC, UBS FINANCIAL SERVICES INC., MORGAN STANLEY DW INC., and HSBC SECURITIES (USA) INC. Cynthia is a Certified Financial Planner and has experience in providing financial planning, selection of other advisors, and wrap fee program sponsorship. She is registered in 41 states and holds the Series 7, Series 31, and SIE licenses. Cynthia is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
FL
05/28/2020 - Present
Charles Schwab & CO., Inc. (Tampa FL)
FL
08/20/2014 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (Tampa FL)
NY
01/10/2012 - 08/07/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/14/2010 - 01/10/2012
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
09/21/2006 - 05/13/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
04/07/2004 - 06/02/2006
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
11/28/2003 - 01/02/2004
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BOTH
Issued 04/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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