Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Tupy is a financial advisor who has been in the industry since 2016. She is currently registered with Ameriprise Financial Services, LLC and American Enterprise Investment Services Inc. Cynthia has a Series 7, Series 63, and SIE licenses. She holds a state exam and two product exams. Cynthia's registration began on November 6, 2017. She has experience at Mitchell Hutchins Asset Management Inc. Cynthia has worked in Minneapolis, MN since 2015.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
01/07/2020 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
NY
12/12/1995 - 02/03/1997
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
BC
Issued 05/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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