Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Marie Pollard is a financial advisor with Osaic Institutions, Inc. with over 30 years of experience in the financial industry. Cynthia has a broad range of experience, having previously worked for several firms including CUSO Financial Services, L.P., LINSCO/PRIVATE LEDGER CORP., and Wells Fargo Securities Inc. Cynthia holds Series 63, 24, 7, and SIE licenses. Cynthia is a registered representative in California, Colorado, and Oregon. Cynthia specializes in providing financial planning, pension consulting, and educational seminars to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/01/2023 - Present
Osaic Institutions, Inc. (Greenwood Village CO)
CA
03/12/2001 - 11/17/2023
CUSO FINANCIAL SERVICES, L.P. (ESCONDIDO CA)
SC
06/04/1998 - 03/09/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
11/22/1995 - 06/03/1998
GRIFFIN FINANCIAL SERVICES
CA
09/07/1994 - 10/26/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
01/16/1992 - 09/02/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/16/1992 - 09/02/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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