Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Brown is a financial advisor with Purshe Kaplan Sterling Investments. Cynthia has been in the financial services industry for over 12 years, beginning in December 2011. Cynthia holds the Series 6, Series 63 and SIE licenses. Cynthia is registered with the state of Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
09/29/2023 - Present
Purshe Kaplan Sterling Investments (Alpharetta GA)
GA
06/03/2020 - 10/03/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (Alpharetta GA)
GA
11/01/2017 - 06/08/2020
CETERA ADVISOR NETWORKS LLC (ALPHARETTA GA)
GA
06/14/2013 - 11/01/2017
GIRARD SECURITIES, INC. (ALPHARETTA GA)
GA
12/09/2011 - 06/14/2013
PPA INVESTMENTS, INC. (ROSWELL GA)
BC
Issued 02/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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