Unclaimed
Cynthia Maria Warner is a financial advisor registered with J.P. Morgan Securities LLC in the state of Illinois. Cynthia has been a financial advisor for over 10 years and has been with J.P. Morgan Securities LLC since 2017. Cynthia has a strong track record of success in providing financial advice to individuals, families, and businesses. Cynthia is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals. Cynthia specializes in retirement planning, investment management, and estate planning. Cynthia is a member of the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
06/13/2017 - Present
J.p. Morgan Securities LLC (NAPERVILLE IL)
IL
12/03/2015 - 06/09/2017
CALAMOS FINANCIAL SERVICES LLC (NAPERVILLE IL)
IL
10/01/2012 - 12/08/2015
J.P. MORGAN SECURITIES LLC (NAPERVILLE IL)
IL
08/15/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NAPERVILLE IL)
NY
04/03/2001 - 02/11/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 08/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Cynthia Warner is the right advisor for you? Invested Better is here to help.