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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Tanaka is a financial advisor who has been in the industry since January 2, 2004. Currently, Cynthia is registered with Morgan Stanley. Previously, Cynthia was registered with CITIGROUP GLOBAL MARKETS INC. and CHASE INVESTMENT SERVICES CORP. Cynthia has earned the Series 63, Series 7 and SIE licenses. Cynthia's current registration is active with Morgan Stanley. Cynthia is a registered representative in the state of Texas, Florida, Puerto Rico, California, Delaware, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
05/15/2014 - Present
Morgan Stanley (Houston TX)
TX
09/09/2010 - 05/23/2014
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
10/02/2003 - 06/07/2010
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
BC
Issued 11/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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