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Cynthia Mae Walters

Fifth Third Securities, Inc.

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About Cynthia Mae Walters

Cynthia Mae Walters is a financial advisor currently registered with Fifth Third Securities, Inc. Cynthia has been working in the financial industry since February 14, 2015, and has held previous positions at LPL FINANCIAL LLC and AMERIPRISE FINANCIAL SERVICES, INC. Cynthia holds the Series 7, Series 66 and SIE licenses and specializes in financial planning, portfolio management, and providing services to individuals, corporations, and businesses. Cynthia is also registered to conduct business in numerous states across the country.

Firm Information

Cynthia Walters is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

251 BROOK FOREST AVENUE

SHOREWOOD, IL 60431

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Cynthia Walters’s Registration & Firm History

IL

07/16/2019 - Present

Fifth Third Securities, Inc. (SHOREWOOD IL)

IL

04/24/2015 - 07/05/2019

LPL FINANCIAL LLC (JOLIET IL)

IL

04/21/2014 - 07/07/2014

AMERIPRISE FINANCIAL SERVICES, INC. (ST CHARLES IL)

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Licenses & Designations

BOTH

Issued 6/23/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/21/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cynthia Mae Walters.
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