Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Leal is a financial advisor with over 17 years of experience in the industry. Cynthia holds Series 7, 31, 63, and 66 licenses and is registered with LPL Financial LLC in California. She has previously worked at Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, UBS Financial Services Inc., and Morgan Stanley DW Inc. Cynthia provides financial planning, portfolio management, and other advisory services to individuals, businesses, and charitable organizations. Cynthia is also a Real Estate Investor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/26/2023 - Present
LPL Financial LLC (PETALUMA CA)
CA
06/10/2016 - 05/21/2019
CHARLES SCHWAB & CO., INC. (ROSEVILLE CA)
CA
12/16/2015 - 05/19/2016
FIDELITY BROKERAGE SERVICES LLC (CAMPBELL CA)
CA
10/06/2010 - 10/30/2015
CHARLES SCHWAB & CO., INC. (MILPITAS CA)
CA
08/11/2006 - 08/18/2009
UBS FINANCIAL SERVICES INC. (INDIAN WELLS CA)
CA
07/29/2005 - 08/04/2006
MORGAN STANLEY DW INC. (PALM DESERT CA)
BC
Issued 12/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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