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Cynthia M Gonzalez

Sanctuary Securities, Inc.

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About Cynthia M Gonzalez

Cynthia Gonzalez is a registered representative with Sanctuary Securities, Inc. Cynthia has been in the securities industry since October 25, 2012. Cynthia is registered with the following states: Illinois, Oklahoma and Texas. Cynthia holds the following securities licenses: Series 6, Series 63 and SIE. Previously, Cynthia was employed with J.P. MORGAN SECURITIES LLC and CHASE INVESTMENT SERVICES CORP.

Firm Information

Cynthia Gonzalez is currently registered with Sanctuary Securities, Inc.. Sanctuary Securities, Inc. is a corporation formed on March 7, 1978, and is registered in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has a history of regulatory events, with 19 disclosures related to such events, and has been involved in 9 arbitrations and 1 bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cynthia Gonzalez’s Registration & Firm History

IN

09/09/2021 - Present

Sanctuary Securities, Inc. (INDIANAPOLIS IN)

TX

10/01/2012 - 09/17/2020

J.P. MORGAN SECURITIES LLC (EDINBURG TX)

TX

11/05/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (MCALLEN TX)

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Licenses & Designations

BC

Issued 12/22/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cynthia M Gonzalez.
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