Unclaimed
Cynthia Lynn Nord is a financial advisor based in LOUISVILLE, KY. Cynthia is currently registered with ADP Broker-Dealer, Inc. Cynthia has been in the industry since June 16, 2024. Cynthia is a licensed Series 63, Series 6TO, Series 26 and SIE. Cynthia is licensed in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
06/17/2024 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
BC
Issued 07/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/17/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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