Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Gourd is a financial advisor with over 17 years of experience in the financial services industry. Cynthia is registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC and Avantax Investment Services, Inc. Cynthia has a strong background in securities and investment advisory services. Cynthia has passed the Series 7, Series 24, Series 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/22/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
07/19/2007 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/27/2007 - 07/12/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
03/08/2006 - 06/20/2007
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BC
Issued 08/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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