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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Garcia is a financial advisor who has been in the industry since 2001. Cynthia currently works with Osaic Wealth, Inc., a firm with over 39,000 clients and $94.5 billion in assets under management. Cynthia has been a registered representative since 2000 and holds both Series 63 and Series 65 licenses. She has also passed the SIE and Series 7 exams, and has a proven track record of success in the financial services industry. In addition to her work at Osaic Wealth, Inc., Cynthia also has experience with other firms, including Securities America, Inc. and LPL Financial LLC. Cynthia is committed to providing her clients with personalized financial advice and guidance, and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/14/2024 - Present
Osaic Wealth, Inc. (TALLAHASSEE FL)
FL
07/26/2023 - 06/14/2024
SECURITIES AMERICA, INC. (TALLAHASSEE FL)
AL
05/18/2022 - 08/10/2023
LPL FINANCIAL LLC (Mobile AL)
FL
01/07/2014 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Shalimar FL)
AZ
01/20/2009 - 12/31/2013
LPL FINANCIAL LLC (TUCSON AZ)
CT
09/09/2008 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
AZ
01/16/2007 - 08/19/2008
M&I FINANCIAL ADVISORS, INC (GREEN VALLEY AZ)
AZ
12/22/2000 - 01/12/2007
COMPASS BROKERAGE, INC. (GREEN VALLEY AZ)
IA
Issued 7/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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