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Cynthia Louise Patry

Charles Schwab & CO., Inc.

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About Cynthia Louise Patry

Cynthia Patry is a Registered Representative and Investment Advisor Representative with Charles Schwab & CO., Inc. Cynthia has been in the financial services industry since February 2006. Cynthia holds licenses Series 7, 9, 10, 63, and 66 and the SIE designation. In addition to working at Charles Schwab & CO., Inc., Cynthia has held past positions at MORGAN STANLEY, MUTUAL SECURITIES, INC., TD AMERITRADE, INC., and SCOTTRADE, INC. Cynthia provides financial planning and selection of other advisors services to clients.

Firm Information

Cynthia Patry is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Cynthia Patry’s Registration & Firm History

KS

09/05/2023 - Present

Charles Schwab & CO., Inc. (Wichita KS)

KS

08/03/2021 - 09/14/2023

MORGAN STANLEY (Wichita KS)

KS

05/29/2020 - 03/05/2021

MUTUAL SECURITIES, INC. (Wichita KS)

KS

02/26/2018 - 04/28/2020

TD AMERITRADE, INC. (WICHITA KS)

KS

01/11/2006 - 02/26/2018

SCOTTRADE, INC. (WICHITA KS)

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Licenses & Designations

BOTH

Issued 05/09/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/13/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/23/2012

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/09/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/10/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Cynthia Louise Patry.
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