Unclaimed
Cynthia Louise Hughes is a registered representative with LPL Financial LLC in Pittsburg, Kansas. Cynthia has been in the industry since 2019 and holds the Series 7, Series 66 and SIE exams. Cynthia is also registered as an investment advisor representative in Kansas and Missouri. Previously, Cynthia worked at Raymond James Financial Services, Inc. in Carthage, Missouri. Cynthia specializes in providing financial advice to individuals and families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
08/04/2022 - Present
LPL Financial LLC (PITTSBURG KS)
MO
07/29/2019 - 07/07/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (CARTHAGE MO)
BOTH
Issued 09/20/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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