Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Frazier is a financial advisor with over 25 years of experience in the financial services industry. Cynthia is currently registered with LPL Financial LLC. Cynthia has a broad range of experience, having previously worked with CUNA Brokerage Services, Inc., First Union Securities, Inc., First Union Brokerage Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Cynthia holds Series 6, 7, 24, 63 and 66 securities licenses and is registered in Florida, Georgia and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/21/2014 - Present
LPL Financial LLC (JACKSONVILLE FL)
FL
02/06/2001 - 03/20/2014
CUNA BROKERAGE SERVICES, INC. (ORANGE PARK FL)
MO
10/01/2000 - 02/02/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
10/19/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/03/1998 - 10/22/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
07/18/1997 - 01/12/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
05/17/1993 - 07/14/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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