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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Lou Chapland is a registered investment advisor representative with Morgan Stanley. Cynthia Lou Chapland has been in the securities industry since September 2, 1991. Cynthia Lou Chapland has passed the Series 7, Series 31, Series 63 and SIE exams. Cynthia Lou Chapland has been registered with Morgan Stanley since June 22, 2021 and was previously registered with CITIGROUP GLOBAL MARKETS INC. and PRUDENTIAL SECURITIES INCORPORATED. Cynthia Lou Chapland is also registered with the states of Colorado, Connecticut, Florida, Maine, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Vermont. Cynthia Lou Chapland specializes in providing investment advice to individuals, businesses, investment companies, pooled investment vehicles, insurance companies, charitable organizations, investment clubs, banking or thrift institutions, pension and profit-sharing plans, and state or municipal government entities. Cynthia Lou Chapland has a strong track record of success and is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/22/2021 - Present
Morgan Stanley (POUGHKEEPSIE NY)
NY
02/02/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (POUGHKEEPSIE NY)
NY
09/03/1991 - 02/03/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 06/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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