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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Schwert is an Investment Advisor Representative with Cetera Investment Advisers LLC in PALM DESERT, CA. Cynthia is a Certified Financial Planner with over 40 years of experience in the financial industry. Cynthia's previous firms include VESTAX SECURITIES CORPORATION, CONCORD BROKERAGE SERVICES, INC., ROYAL ALLIANCE ASSOCIATES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and IDS FINANCIAL SERVICES INC. Cynthia offers a wide range of financial services including financial planning, pension consulting, and portfolio management.
PALM DESERT, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/21/2024 - Present
Cetera Investment Advisers LLC (PALM DESERT CA)
OH
01/29/1998 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
MA
04/17/1997 - 12/17/1997
CONCORD BROKERAGE SERVICES, INC. (BOSTON MA)
AZ
03/13/1996 - 04/02/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
08/08/1979 - 03/13/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/08/1979 - 03/13/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/08/1979 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 8/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/30/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 7/26/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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