Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Rich is a financial advisor with over 10 years of experience. Cynthia has held positions at various firms, including OSAIC INSTITUTIONS, INC., MADISON AVENUE SECURITIES, LLC, and HORNOR, TOWNSEND & KENT, LLC. Cynthia is currently registered with Edward Jones and is licensed to provide securities and investment advisory services in several states. Cynthia holds the Series 63, Series 65, and Series 7 licenses, as well as the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/10/2024 - Present
Edward Jones (Orange CA)
CA
03/15/2023 - 07/03/2024
OSAIC INSTITUTIONS, INC. (Long Beach CA)
CA
05/25/2022 - 03/09/2023
MADISON AVENUE SECURITIES, LLC (SANTA MONICA CA)
NC
12/17/2020 - 05/24/2022
HORNOR, TOWNSEND & KENT, LLC (CHARLOTTE NC)
IA
Issued 05/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/17/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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