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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Kocher is a financial advisor with over 25 years of experience in the industry. Cynthia is currently registered with Financial Advocates Investment Management in Washington state. Cynthia's expertise includes financial planning, pension consulting, and portfolio management. Cynthia's previous experience includes working at LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Tennessee Brokerage, Inc., Charles Schwab & Co., Inc., and American Express Financial Advisors Inc. Cynthia holds Series 7, Series 24, Series 63, and Series 66 licenses. Cynthia is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
07/13/2020 - Present
Financial Advocates Investment Management (OLYMPIA WA)
WA
07/02/2009 - 07/14/2020
LPL FINANCIAL LLC (SEATTLE WA)
WA
02/01/2008 - 07/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
WA
08/20/2003 - 02/07/2008
FIRST TENNESSEE BROKERAGE, INC. (SEATTLE WA)
TX
05/24/2000 - 08/14/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
05/07/1993 - 06/12/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/07/1993 - 06/12/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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