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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Kelly Agnes is a financial advisor who has been in the industry since October 24, 2000. Cynthia Kelly Agnes is currently registered with Stifel, Nicolaus & Company, Inc. in Sioux City, IA and has held previous registrations with UBS Financial Services Inc. and Piper Jaffray & Co.. Cynthia Kelly Agnes is a Series 65 and Series 63 licensed advisor who has also passed the SIE and Series 7 exams. Cynthia Kelly Agnes's practice serves individuals, high-net-worth individuals, corporations, investment companies, and pooled investment vehicles. The practice offers financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
10/16/2009 - Present
Stifel, Nicolaus & Company, Inc. (SIOUX CITY IA)
IA
08/12/2006 - 10/16/2009
UBS FINANCIAL SERVICES INC. (SIOUX CITY IA)
IA
10/24/2000 - 08/12/2006
PIPER JAFFRAY & CO. (SIOUX CITY IA)
IA
Issued 01/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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