Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Keenum Brown has been in the financial services industry since June 20, 1988. Cynthia is currently registered with Regions Securities LLC. Cynthia is a licensed securities professional and holds the Series 7, 63, 24 and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AL
06/02/2016 - Present
Regions Securities LLC (BIRMINGHAM AL)
AL
09/02/2010 - 03/07/2016
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
09/12/2011 - 02/21/2012
CUSO PARTNERS, LLC (BIRMINGHAM AL)
AL
06/18/1998 - 07/26/2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
AL
07/01/1988 - 07/25/1996
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NA
08/20/1986 - 03/15/1988
OLDE DISCOUNT CORPORATION
NA
09/20/1984 - 05/28/1985
STERNE, AGEE & LEACH, INC.
BC
Issued 11/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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