Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cynthia? Claim Your ProfileCynthia Graves is a financial advisor registered with Wells Fargo Clearing Services, LLC. Cynthia has been in the financial services industry since 1994. She is a registered representative and investment advisor representative in Florida. Cynthia has held previous positions with Morgan Stanley Smith Barney, Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc. and Edward D. Jones & Co., L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
08/29/2011 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
FL
08/05/2011 - 09/06/2011
MORGAN STANLEY SMITH BARNEY (CLEARWATER FL)
FL
10/01/2000 - 08/08/2011
WELLS FARGO ADVISORS, LLC (TAMPA FL)
NC
07/26/1994 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MO
10/05/1993 - 03/24/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 01/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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